SEC Moves to Update Transfer-Agent Regulations, Warning Wall Street Against a New ‘Paperwork Crisis’
The Securities and Exchange Commission has finally taken a decisive step toward modernizing the regulatory framework that governs transfer agents, a move that could reshape how securities are recorded, transferred, and reported in the digital age. For decades, the transfer‑agent landscape has been dominated by paper‑heavy processes, legacy systems, and a patchwork of rules that were designed for …
Sept. 30, 2026, 11 a.m.