SEC Moves to Update Transfer-Agent Regulations, Warning Wall Street Against Recreating the Paperwork Crisis
The Securities and Exchange Commission (SEC) has finally taken a decisive step toward modernizing the rules that govern transfer agents, a move that could reshape the way securities are recorded and transferred in an increasingly digital world. While this regulatory shift promises to bring clarity and efficiency to the market, it also serves as a stark warning to Wall Street: the industry must avâŠ
Sept. 30, 2026, 11 a.m.