SEC Moves to Update Transfer-Agent Regulations, Warning Wall Street Against a New âPaperwork Crisisâ
The U.S. Securities and Exchange Commission (SEC) has taken a decisive step toward modernizing the rules that govern transfer agents, the entities responsible for maintaining the official record of who owns securities. This regulatory overhaul is intended to bring the antiquated framework into alignment with the rapid evolution of digital assets, tokenization, and blockchainâbased securities. WhiâŠ
Sept. 30, 2026, 11 a.m.