SEC Moves to Update Transfer-Agent Regulations; Wall Street Must Avoid a New Paperwork Crisis
The Securities and Exchange Commissionâs recent decision to overhaul the regulatory framework governing transfer agents marks a pivotal moment for the financial industry, especially as digital assets continue to reshape how securities are issued, held, and transferred. Historically, transfer agents have acted as the custodial backbone of the securities market, maintaining the official record of wâŠ
Sept. 30, 2026, 11 a.m.