The SEC Finally Updates TransferâAgent Regulations; Wall Street Must Avoid a Repeat of the Paperwork Crisis
The Securities and Exchange Commissionâs recent decision to modernize the rules governing transfer agents marks a pivotal shift in how securities are recorded and transferred in the digital age. For decades, the traditional securities ecosystem has relied on a patchwork of paper certificates, manual reconciliations, and siloed databases that often resulted in delays, errors, and costly complianceâŠ
Sept. 30, 2026, 11 a.m.