SEC Finally Updates Transfer-Agent Regulations; Wall Street Must Avoid a New ‘Paperwork Crisis’
The Securities and Exchange Commission’s recent move to modernize the rules governing transfer agents marks a pivotal moment for the securities industry. For decades, transfer agents have acted as custodians of shareholder records, ensuring that ownership information is accurate, that dividends are paid, and that corporate actions are executed smoothly. However, the rapid rise of digital assets, …
Sept. 30, 2026, 11 a.m.