SEC Moves to Update Transfer-Agent Regulations; Wall Street Should Avoid a New ‘Paperwork Crisis’
The U.S. Securities and Exchange Commission (SEC) has taken a decisive step toward overhauling the regulatory framework that governs transfer agents, a move that many observers see as long overdue. Transfer agents are the custodians of shareholder records, responsible for maintaining accurate ownership registers, processing changes in ownership, and ensuring that dividends, voting rights, and oth…
Sept. 30, 2026, 11 a.m.